Submitting a proposal to NAUFOR

30 / 11 / 2018
Recommending to extend the data list required to build a private investor's Investment profile


November 30, 2018


On December 21, 2018, the amendments to the Federal Law “on Securities market” come into force: introducing the “Investment Advisory” as a new type of professional activity and requiring determining an Investment Profile of a private investor client according to the Standard.

While we are waiting for the final list of requirements – submitting to NAUFOR and suggesting for discussion our proposal on extending the list of required information and how it shall be utilized for a mutual client- and advisor’s benefit.

Irrespective of the final version of the Standard, our “Profiling” module will take the regulatory burden away from you and increase the sales efficiency.